The Series 4 is an exam and securities license entitling the holder to supervise options sales personnel and compliance issues. Before taking the Series 4 Exam, a candidate must have a Series 7 license.

Our "Premier Package" contains training resources to help you grasp the tougher topics, and comes with our Pass Guarantee. It is best suited for students that prefer to study online on their own and who want lots of sample exams.

Course Materials

You receive the following study package to help you pass your Series 4 exam the first time:

• Series 4 Study Manual
  You will receive both print and online versions of the study manual in an easy-to-understand format. The manual is based upon the most current FINRA exam content outline. Your printed book will be mailed to you while the PDF version can be downloaded through your online learning portal.
• Custom Exams
  This tool allows you to customize exams to help you cover areas of need, especially on topics that you find the most challenging
• Crunch Time Facts
  "Crunch Time Facts" are a hyper-focused short list of concepts that you HAVE to know to pass your exam. This list is updated constantly to match your current exam outline
• Final Exams
  Taken at the end of your study program, these customizable exams are posed in the same multiple-choice format used on the FINRA examination. They may be taken either with or without the explanations displayed after each question, and will assist you in applying the concepts that you learned in the study manual
• OnDemand Lectures
  Over 20 hours of engaging and interactive content on key topics available any time you want. Lectures are available 24/7 for up to six months from date of purchase and are used to supplement your study materials
• Flashcards
  Over 1,800 digital flashcards organized by chapter and exam section to test your comprehension of the exam content. You can create custom decks to assist you with topics that are challenging and review these anytime
• Access To An Instructor Hotline
  Instructors are available via phone and email. Get your question answered by experts and tap into over 300 years of instructor experience
• 24/7 Tech Support
  Our tech support line is always on to help you with technical issues whenever your study time fits your schedule
• Free Course Updates
  We're always updating our content with the latest information to help you pass. Updates will automatically be uploaded into your learning portal. You have access to your course materials and support options for six months from your date of registration

Note: To earn your Series 4 license, you are also required to pass the SIE Qualification Exam.

Accessing Your Course:
Upon registration, your printed materials will be mailed out to you via UPS and access instructions for the online materials will be sent to your registered email address from the course provider. UPS ground shipping is included in the cost of the course.